Regulation S-P Amendments: Practical Considerations for Smaller Investment Advisers
Source: Kroll
Published:
<p>Cybersecurity regulation of investment advisers has steadily intensified over the past decade. However, the 2024 amendments (the “Amendments”) to the U.S. Securities and Exchange Commission's (SEC or Commission) Regulation S-P represent some of the most consequential updates to the Commission’s i