Reminder: “Smaller Entities” Must Comply with Amended Regulation S-P by June 3, 2026
Source: Dwt
Published:
<p>"Smaller entities" subject to Regulation S-P (Reg S-P) have just three weeks remaining—by June 3, 2026—to comply with new cybersecurity and data breach-related requirements introduced by amendments to the regulation in 2024. Reg S-P applies to broker-dealers, registered investment advisers (RIAs)